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As a subscriber you can listen to articles at work, in the car, or while you work out. Subscribe NowThe Indiana Securities Division has summarily revoked the investment adviser registrations of William R. Muench and his Greenwood-based Aperio Wealth Management.
The division alleges that Muench did not answer the door when division personnel arrived at his office last July for a routine compliance investigation.
It also alleges Muench filed inaccurate information concerning his address. The division could impose a civil penalty of up to $10,000 for each of the alleged violations.
In 2011 he was among dozens of attorneys statewide to have their law licenses suspended by the Indiana Supreme Court for failing to comply with continuing education requirements. Muench couldn’t be reached for comment.
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